Are YOU jeopardising your investments?

Join me if you are interested in the topic

Tuesday 27 Mar 6pm

CPA Office

111 Harrington Street Sydney


CPA Women in Business Discussion Group will meet on 27th of March with Wai-Yee Chen on “Are you jeopardising your investments?” Wai-Yee is an author, TV commentator and Adviser in the area of investments.

In this session, Wai-Yee will help you manoeuvre the current investment climate, not just with information or advice, but by making you aware of who you are, for better investments returns.

Wai-Yee’s experience is gained from her time in the share market investing and advising clients in shares and derivatives in the last 14 years. Through observations of her clients with diversed personalities, she finds its not just techniques and knowledge that generate greater investment returns. Human behaviour and inherent personality of each individuals, play as much a role, if not more, in influencing investment returns.

To get the most from this session, attendees are advised to take a quick 5 minute questionnaire at  and come with a printout of the results.


ATAA Sydney MONDAY 16TH JANUARY 2012 5.30pm


Monday, 16th January 2012 at 5:15pm


The Auditorium, Level 1, The Bowlers Club at 99 On York, 95 York Street, Sydney.

6.00 pm: Welcome by Tahir Omeri

5.15 pm: Refreshments and Visitor Registration

6.00 pm: Welcome by Tahir Omeri

6.05 pm: Wai-Yee Chen – Flight or Fight

In her presentation entitled Flight or Fight, Wai-Yee shares how investors can manage fear with practical survival tips for the current market.

 is an investment and options adviser and educator and is the author of OptionsWise:How To Invest Sensibly. Wai-Yee has been advising investors since 1996, and her strategies and views are sought after by Sky Business Channel and CNBC through regular interviews and invitations to speak at seminars and conferences. Wai-Yee writes regularly for TraderPlus, Your Trading Edge and other investment magazines and blogs. She is currently a Partner and Derivatives Specialist with RBS Morgans, Macquarie Street, Sydney.

6.45 pm: Meeting Break

6.55 pm: Colin Nicholson reviews The Luck Factor by Dr Richard Wiseman

7:00 Wai-Yee Chen continues

7.55 pm: Book Raffles

– Trend Trading by Daryl Guppy
Kindly donated by John Wiley & Sons Australia
– The Psychology of Persuasion by Dr Robert B Cialdini
Kindly donated by Colin Nicholson

8.00 pm: Closing announcements by Tahir Omeri

8:15 pm: Depart for dinner

La Bora Italian Restaurant, 9 Barrack Street (one block from meeting venue).

Further Information:
Tahir Omeri 0402 964 627 or Raymond Khoury 0403 619 053 or Colin Nicholson (02) 9439 9724.
Next meeting:
Monday, 27th February 2012. Note: 4th Monday in February
Next speaker:
 Sinan Koray – Position Trading on Forex Markets
Future meetings:
Usually the 3rd Monday of each month

Flat but not out with options

29 Mar 2011, Singapore 7 – 10pm

Full day options course in Sydney in just two weeks…

Hi All,

The early bird savings of $100 will be closing very soon! It’s still now $795 and with a friend $695.

As we have seen lately, the recent “happy recovery” in the stock market was interrupted by a sudden geo-political unrest – oil spiked, gold rallied, resources dropped. These sort of unexpected events is very much part of life now. As investors though, we need to not let the “unexpecteds” turn into “unfortunates” for our portfolios.

Learn how to protect smartly, by going with time and pumping up your portfolio income at the same time. Maximising use of capital whilst minimising risks.

No big promises. Just knowledge, experience, persistence and having realistic expectations.

Come and learn together with some other like-minded investors.

There is still time to register below and come along.

Full day options courses in Penang and KL

A Securities Commission CPE-accredited course for Financial Planning Association of Malaysia

Title:              How to Invest Sensibly With Options

Date:               15th April 2011

Venue:            Gurney Hotel, Penang

To register for Penang,


Date:               20 April 2011

Venue:            Dewan Berjaya, Bukit Kiara Equestrian & Country Resort, KL

Instructor:   Ms. Wai-Yee Chen

To register for KL,




Selling or writing options for income is a strategy that is touted by many option operators as a profitable short term trading tool with even “outrageous” promises like several hundred percent of return in the short term. Many unsuspecting investors are attracted to them and then spend thousands of dollars in learning this money-making skill before travelling down the path of trading options without having proper understanding of the inherent risks and some even to disastrous results.

Whilst writing options can be a lucrative money-making tool, so can it be a lethal money-losing vehicle as the inherent gearing in the underlying strategies are extremely high. The purpose of this course is to provide an objective and unbiased learning of these popular options strategies, with not just the money-making strategies being taught but the inherent risks of each and potential pitfalls including mental traps are highlighted with up-front strategies and defenses taught alongside them.

Learning Outcome


By attending the course, participants will be able to understand:

1.  The key concepts in options and the variables that affect them

2.  How to use options successfully by taking advantage of its inherent attributes

3.  How to de-construct and then construct option strategies to meet objectives/criteria

4.  How to determine the variables for each strategy

5.  The inherent risks of each strategy and the necessary risk management strategy according    to specific risk profile

6.  How to apply common option strategies for hedging, building portfolios and selling shares

7.  How to manage option positions that do not go according to plan

8.  How to establish a workable individual options investment plan

9.  Some working knowledge of the Australian stock market and Australian exchange traded options (ETOs)


Time   Function/Paper Title
9.30 – 10.00 am  Registration
10.00 – 10.30 am Foundation Building The nine key concepts which forms the foundations in understanding options.
10.30 – 12.00 pm Portfolio Hedging Strategies The required pre-qualifying conditions, the expected outcomes and accompanying risks of each of the first four hedging strategies with index and equities options are expounded respectively. Participants learn how to identify and apply the relevant strategies according to their views, objectives and risk profiles. Use of KLCIO will be discussed.

Breakeven prices, Delta, Perfect hedging, Endowment trap and Capital Gains Tax trap


12.00 – 12.15 pm  Coffee break
12.15 – 1.00 pm What is not Hedging The understanding of when hedging strategies like shorting become aggressive trading strategies.

Risk Margins, Margin Interval Percentage, Impact of volatility


1.00 –2.00 pm Combination and Portfolio Hedging Strategies Advanced hedging strategies like Collar and Ratios are explained and all strategies are pulled together to help participants establish a portfolio approach to hedging to meet cash flow requirements and objectives.


2.00 – 3.00 pm  Lunch break
3.00 – 4.30 pm Portfolio Building Strategies The six portfolio building strategies are expounded. Participants learn how to identify the relevant strategies based on their views of the underlying investment conditions, objectives to be achieved, risk profiles and cash flow requirements.

Eligible collateral, Margin escalation defense strategies, the Aversion trap

4.30 – 4.45 pm  Coffee break
4.45 – 5.30 pm How To Manage Options Portfolio Participants will learn how to manage an options portfolio on an on-going basis and what to do when strategies do not happen according to plan.


 5.30 – 6.00 pm Creating An Options Investment Plan for a Malaysian Investor This will be run like an open forum for participants to share knowledge learn from the course, how they can be applied to the Malaysian conditions in view of what is available to investors locally and overseas. Participants will be encouraged to establish an Options Investment Plan applicable to their individual objectives and risk profile.


Profile of Ms. Wai-Yee Chen


Wai-Yee Chen has been helping investors make sound financial decisions since 1996. She is currently Head of Derivatives and Co-Principal of RBS Morgans Grosvenor in Sydney, a managed office of RBS Morgans, one of Australia’s largest stockbroking and financial planning firm servicing more than 300,000 clients with 500 Advisors and 840 staff, operating from 55 offices in all states and territories.

Wai-Yee is a Certified Practising Accountant, a qualified financial planner with a Diploma in Financial Planning from the Financial Planning Association of Australia, received a Masters in Applied Finance from Macquarie University and holds a Level 2 Derivatives Accreditation from the ASX.

Whilst providing her clients full investment advice from fixed interest products, managed funds to direct shares and derivatives, her unique expertise is in the use of Options to enhance share portfolio returns.

Well-respected by her peers, Wai-Yee shares her knowledge regularly with the wider public by presenting live options commentaries on TV with Sky Business Channel and CNBC and addressing different investor groups at various Expos and Conferences both locally and in Asia. Wai-Yee also lectures in options for Industry Associations like Stockbrokers’ Association of Australia and Financial Planning Associations and is a regular contributor of options articles to leading edge investment magazines like Your Trading Edge and Wealth Creators.

Wai-Yee believes personally tailored option strategies are suitable to all investors, not just traders and high-risk speculators. In her usual clear and simple style of explaining options, Wai-Yee has helped set many investors in the successful journey of embracing options in their investments.

OptionsWise How to invest sensibly,  her first book, serves as a step-by-step user manual for the investor who wants a sustainable source of income and a sensible way of investing with options. OptionsWise demonstrates the importance of an investment plan and of managing emotions as well as money. You are invited to visit her blog at to find out more of her options strategies and ideas.

Wai-Yee’s passion is to help people from all walks of life manage their financial issues and as a result enjoy money and life. Wai-Yee lives in Sydney with her husband and three children.

Full day options courses in Sydney CBD

Some investors I met last year in conferences and expos have enquired if I offer options courses. Having to juggle trading and advisory during the day and fitting in a normal life with the family in the evening, makes it challenging to block out a day to offer full day courses.

Having said that, I did run some courses last year for the industry, with SAA for Advisers in Australia and FPAM for the planners and a wider industry professionals in Malaysia.

This year, I will continue to so (for Advisers) and will extend the offer to a wider group of investors as well. I believe this comprehensive full day course, will provide a solid grounding for any options investors.  No jargons, no outlandish promises (I don’t promise you will make millions in a week), but just as it is.

I have scheduled and blocked out 3 days this year to run 3 similar full day courses. I know some of you are based outside of Sydney, unfortunately at this stage I have scheduled them for only Sydney for ease of planning.

These classes will be small to a maximum of 12 people only. I envisage that you will be at ease to ask questions, discuss and get to know others in the class as well. It’s my hope that the class participants will get to know each other and continue contact with each other in support, grow and invest together even after the session.  I hope to have some videos for you in the future as well (where time and technology permits) to keep you on the track of learning.

If you are looking to learn more about options, I know it may mean some sacrifices, but this 6 hour course will set you on the right path in options investing.

I hope you will be able to join me in either of these sessions – 10 Mar, 21 Jul or 10 Nov – all Thursdays from 9am to 4.30pm at Sydney CBD RBS Tower. There are some from last year’s conferences already locked in for the 10 Mar course. If you are based outside of Sydney let me know where you are, when numbers are around 5, I may be able to come to you, hopefully.

Course Information:

Who should attend: All investors, new and those learning to use options, including Trustees of SMSFs

Curriculum: Options building blocks, the use of options for hedging, building portfolios, selling shares and strategies to optimise returns whilst minimising risks. An understanding of risk management strategies and ways of managing positions that do not go according to plan and learn how to construct a status quo individual options plan. All strategies are based on case studies drawn from actual ASX shares.

Concepts covered: Breakeven prices, delta, perfect hedging, endowment trap, capital gains tax trap, Risk Margins, Margin Interval Percentage, impact of different volatilities, eligible collateral, margin escalation defence strategies, the aversion trap

Venue: Level 29 88 Phillip Street, Sydney CBD

(near Martin Place/Wynyard station) or Australia Square if parking

Time: 9am to 4.30pm (includes food)

Cost: full price $895, early bird $795 or bring a mate for $695 each  

Please drop me an email at to email detailed course information and registration form to you, alternatively, you could submit your details at the “Keep Learning” tab.

See you there!